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21-Aug-2015 12:57

For example, we obtain your non-public personal information when you open an account, provide your client profile suitability information, tell us about your existing investment accounts or deposit checks, or complete an insurance application.

We also collect your non-public personal information from other companies, such as from the custodians of your account assets. All financial companies need to share clients’ non-public personal information to run their everyday business.

If we have declared an emergency and you cannot contact us, please call First Clearing for assistance at 877-496-3223.

LMA recognizes that protecting the privacy and security of the non-public personal information we obtain about our clients is an important responsibility.

All financial companies choose how they share your non-public personal information.

Federal law gives consumers the right to limit some but not all sharing.

Federal law gives you the right to limit only sharing non-public personal information about your credit worthiness for our affiliates’ everyday business purposes; sharing non-public personal information about you with our affiliates to market to you; and sharing non-public personal information with non-affiliates to market to you.

We don’t share non-public personal information about your creditworthiness with our affiliates for their everyday business purposes.

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Our confidentiality and business ethics policies provide that all client information is considered private and privileged.

We share your non-public personal information for our everyday business purposes such as to process your transactions, maintain your account(s), respond to court orders and legal or regulatory investigations, to protect the confidentiality and security of your records, or as permitted by law.

We may also share your non-public personal information for our own firm’s marketing purposes; to offer our products and services to you.

Please read this notice carefully to understand what we do. The types of non-public personal information we collect and share depend on the product or service you have with us.

This information can include items such as your Social Security number, date of birth, government identification, income, account balances, transaction history, employment, bank account(s), your investment experience and financial related transactions.These measures include electronic safeguards and physical protection.